Doctoral Degrees (Agricultural Extension and Rural Resource Management)

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Factors influencing smallholders participation in agricultural markets in Southern Niassa, Mozambique.
(2005) Lukangu, Gastao.; Green, Jannette Maryann.; Worth, Steven Hugh.; Greenfield, Peter L.
Government, donors and NGOs in southern Niassa have been, after the 1992 peace agreement, extensively involved in agricultural development programmes to improve smallholders' food security. A study of the area and literature review revealed that many factors limited the benefits of agricultural market development programmes. Yet, opportunities in southern Niassa suggested that appropriately designed programmes could improve the standard of living of smallholders if these programmes were designed on a solid understanding of factors and strategies influencing agricultural market participation by smallholders. The main research hypothesis of this study was that: smallholders would participate in agricultural markets when their wealth status was high, when they had enough available household labour and when cash crops were profitable." Four main hypotheses were investigated: (i) factors and strategies identified through smallholder perceptions would provide local and time specific information on the constraints and solutions to smallholder market participation; (ii) wealth status and wealth-ranking factors were positively related to market participation where agriculture was the main economic activity as in southern Niassa; (iii) labour aspects such as crop labour requirements (CLR) could be negatively related, while available household labour (AHL) and the ratio AHL/CLR could be positively related to smallholders cultivation of cash crops and subsequent participation in agricultural markets; and (iv) aspects of profitability and indicators could be used to predict smallholder cash crop preferences. Data for this study were collected in Cuamba district of Mozambique from nine focus group discussions (FGDs) with community leaders, 287 household-head questionnaires and staff interviews during September 2002. Nine villages were randomly selected. The leaders' FGDs provided the criteria utilised to rank households according to wealth status and much of the qualitative information of this study. The wealth-ranking tool was used to identify and analyse the socio-economic factors that influenced smallholder market participation. A follow-up interview of managers of promoting institutions also provided greater insight on some aspects raised by smallholders. The study employed (i) descriptive statistics such as means and frequencies; (ii) correlation analysis and standard scores (iii) qualitative analysis was also used for some wealth-ranking, perceived labour demand and aspects of profitability influencing cash crop cultivation, preference and market participation based on information from FGD, farmers and staff; and (iv) simple mathematical expressions for analysis and interpretation of the research findings. This study relied on perceptions, knowledge and experience of smallholders, leaders and leaders of promoting institutions. Smallholder-suggested factors and strategies were in line with the limitations of socio-economic characteristics such as low effective household labour, particularly for females. These strategies included an improvement in outputs and inputs markets, agricultural services and credit at a subsidised prices or low interest rates. Other strategies for improving smallholders' participation in agricultural markets included promotion of profitable cash crops, household food security, provision of extension support services and information about cultivation and agricultural markets. However, smallholders did not identify some factors that have been acknowledged to influence agricultural market participation: ecological and natural resources, policies, institutional infrastructures and physical infrastructures. Smallholders also did not mention socio-economic factors (except household labour) as influencing their decisions to participate in agricultural markets in spite of the fact that researchers assume these factors in almost every study on smallholder market participation. The findings of this research confirmed that a wealth-ranking tool could be used to identify the socio-economic factors affecting smallholders' participation in agricultural markets. The identified wealth-ranking factors such as labour, livestock number, implements and bicycles significantly correlated with wealth status and subsequently to smallholder agricultural market participation. Conversely, household socio-economic characteristics not indicated as wealth-ranking factors such as age and gender related poorly to market participation. The wealth-ranking tool could also be used to identify strategies for improving smallholder participation in agricultural markets, and to evaluate an agricultural market development programme. The study found that, other factors being held constant, CLRs were negatively related to market participation. Weeding was the most labour intensive operation followed by harvesting, soil preparation, transportation, land clearing and seedling preparation. It also found that AHL and the ratio AHL/CLR were positive and significantly related to market participation. The ratio AHL/CLR together with household consumption requirements and yield were used to estimate the total area a household could cultivate, both for food crops for consumption and for cash crops; the proportion of farmers likely to participate in the market; and those unable to cultivate enough for consumption. The research also confirmed that profitability-related aspects correlated to cash crop preferences. Yield was the most important factor that influenced smallholders' preference for cash crops. It was also found that indicators incorporating more aspects of profitability correlated strongly with cash crop preferences. The correlation increased as more aspects were incorporated. A crop, such as tobacco, with a profit of more than twice the profit for food cash crops was preferred more than food cash crops. The indicators and underlying aspects of profitability were used to interpret the current and projected cash crop preference.
Local governance and traditional leadership : a case study of Umgungundlovu, Umzinyathi, Uthukela, and Amajuba Districts in KwaZulu-Natal.
(2008) Ndlela, Rejoice Nomusa.; Green, Jannette Maryann.; Reddy, Purshottama Sivanarain.
The purpose of this study was to examine aspects of rural local governance within the democratic local government system in the Umgungundlovu, Umzinyathi, Uthukela and Amajuba districts of KwaZulu-Natal. This study could feed into the management and policy making systems of the Department of Local Government and Traditional Affairs of the Province. It would also inform a practical traditional administration centre model. It also intends to provoke a debate on issues of rural local governance in particular within the democratic local government system in South Africa. The study looked at the evolution of the institution of traditional leadership over the years. Policy issues with regard to the functioning and structuring of traditional leadership institutions in local governance were used as a basis for this discussion. Different items of legislation relating to local government and traditional leadership in South Africa generally and in KwaZulu-Natal in particular were analysed to give insight into the issues of rural local governance. It was found that traditional leaders have always worked hand in hand with government and that the government has and still is making deliberate efforts to keep traditional leadership under its control by paying their salaries and controlling all processes and systems in the functioning of traditional authorities. National and Provincial policies were found to be giving government (both National and Provincial) too much discretionary powers regarding the roles and functions of traditional leaders. The KwaZulu-Natal Department of Local Government and Traditional Affairs (DLGTA) had transformed tribal courts into Traditional Administration Centres (TACs) in line with the government's call to bring government services closer to the people. There are sixty four TACs in the Umgungundlovu, Umzinyathi, Uthukela and Amajuba districts of KwaZulu-Natal. This study reviews the level of functionality of these TACs over a period of 6 months. The activities of all TACs were monitored and recorded daily for the duration of the study. The study revealed that the TACs were generally not being used to their full potential. A combination of well equipped centres coupled with motivated and committed support staff is crucial for the effective functioning of TACs. The study also looked at different community centre models and compared them with the traditional administration centre model to help develop a practical traditional administration centre model. The study further recommends that TACs be linked to the Multipurpose Community Centres (MPCCs) either as extensions or satellites thereof. In terms of ownership, it is recommended that TACs be handed over to the local municipalities in order to ensure proper maintenance and sustainability thereof. As part of rural local governance, the study also investigated synergistic partnerships between the institution of traditional leadership and municipalities. This was done through focus group discussions with government officials, traditional councils, municipal councillors and community members. The focus group discussions also revealed the level of understanding on the roles of traditional councils and municipal councillors by different groupings i.e. government officials, traditional councils, municipal councillors and community members. The study concludes that conflict between traditional leaders and municipal councillors is inevitable and that it is difficult but not impossible to form functional linkages between the two. South Africa has seen remarkable improvements in the transformation of the institution of traditional leadership in terms of composition, functions and legal manifestations. There is a reasonable understanding on the roles of municipal councillors but traditional councils seemed not to be clear about their roles and policy issues in general. Many subjects believed that direct intervention by National and Provincial governments was desirable if sound local governance was to be attained. The study also recommends that agency agreements be entered into between traditional councils and municipalities and between traditional councils and provincial governments to allow traditional councils to perform certain functions on behalf of government departments and municipalities.
Mobilizing community assets to alleviate poverty among women : a case study of Zimele developing community self-reliance in rural KwaZulu-Natal.
(2016) Matimelo, Audrey Mukwavi.; Green, Jannette Maryann.
Faith-based organisations (FBOs) play an important role in the health and well-being of urban and rural communities. Most communities, especially in rural areas, depend on FBOs’ health facilities, social networks or charitable development services for their well-being. This study investigates the role of a FBO called Zimele Developing Community Self-Reliance (Zimele) in alleviating poverty among women in rural KwaZulu-Natal. Zimele has served the women of rural KwaZulu-Natal since 2007. Its Self Help Group (SHG) programme seeks to empower women by developing social support within communities and savings which members access for loans. SaveAct, a non-faith based organisation in KwaZulu-Natal doing similar work as Zimele, has been included in this study for comparative purposes. To achieve its objectives, this study researched the poverty context of rural KwaZulu-Natal, with a focus on women. The study provides various definitions of poverty such as income poverty, social poverty, capability deprivation poverty, disempowerment poverty, physical poverty and psychological poverty. The study researched the kind of poverty Zimele is working to alleviate. This study has provided various intervention strategies such as monetary interventions, David Korten’s Four Generations of NGO support, Asset Based Community Development and Paulo Freire’s Dialogical Action and Social Development. The study presented the Sustainable Livelihoods Framework (SLF), which most FBOs, NGOs and governments use to understand and act against poverty. Literature reviewed on the definitions of poverty, poverty alleviation strategies and the SLF guided the development of a theoretical framework upon which the study is constructed. Extensive literature review and field research were conducted by the researcher to collect the data necessary to achieve the aims of the study. The research design and methodology used were based on the aims and objectives of the study. The research used various data collection methods such as library study, focus group discussions, photography, documentary reviews, interviews and observations. The field research data collected was analysed using the Statistical Package for the Social Sciences (SPSS) which is a Windows software package used to enter data, analyse data and create tables or graphs. There were eight key results in this study. First, Zimele, a FBO and SaveAct, a non-faith-based organisation, engage in enhancing livelihood strategies as opposed to charitable activities that create dependence. Second Zimele/SaveAct are enhancing the leverage of women’s Livelihood Assets portfolios for improved Livelihood outcomes. Third, Zimele/SaveAct, through their programmes, are empowering women in Swayimane and rural Winterton/Lotheni and rural Bergville to realise improved livelihood outcomes. Forth, Zimele is enabling the enhancement of Political Capital to alleviate disempowerment and physical poverty of the women on its programme while SaveAct does not. Fifth, the differences/similarities between Zimele’s development strategies, compared to SaveAct, indicate that Zimele’s primary focus is the building of Social Capital and Save/Act’s primary focus is Financial Capital, sixth, Zimele/SaveAct programmes are empowering rural women to become actors of their own development as seen in their diversification of livelihood strategies. Seventh, There is a disconnect between programmes implementers, Zimele/SaveAct staff, and the programme participants, the rural women, on the livelihood strategies, change and recommendation on areas of programmes improvements The present study immensely contributes to the academic world in understanding poverty and effective poverty alleviation strategies that help develop self-reliance and sustainable livelihood strategies. The study contributes to academic literature on the work of FBOs engaging with community assets for social transformation, a field on which not much has been written. The study ends with recommendations, based on its findings, to Zimele, SaveAct, social development policy-makers and academicians on implementable aspects that could help with effective poverty alleviation processes among women in rural communities.
Moving beyond substence : systemic integrity in commercialising homestead agriculture, with the Ezemvelo Farmers Organisation, KwaZulu-Natal.
(2012) Caister, Karen Fern.; Green, Jannette Maryann.; Modi, Albert Thembinkosi.
The transformation of South Africa’s rural communal spaces into an economically viable, socially stable and harmonious sector is currently on the political agenda, the efforts of the public sector to achieve this however have fallen far short of the intended goal leaving subsistence and emerging farmers with little or no support. A current decline in agricultural activity in South Africa’s rural areas threatens to weaken even further the strength of rural economies. Calls for the return of ‘peasant’ agriculture to the political and academic agendas and a clarion call for South African farmers to rewrite their history lie within the problem of sustaining humanity with the economic, social, environmental and temporal dimensions as a driver for development. This thesis interprets the activities and behaviours that defined the innovative response of small-scale commercial farmers in KwaZulu-Natal who role model ‘farming’ as a ‘way of life’ in communal land spaces. The focus of the research was to interpret a useful meaning in the re-negotiation of power relationships between producers and their market. It conceptualised the process of individuals who had determined, and continue to define, their future. The events observed over the three years of field work, offered the possibility of generating an emergent solution to re-inventing farming as a way of life as season by season, decisions were made at the individual homestead level, collectively at community level and between internal and external decision-makers for market oriented agriculture as an additional farming strategy. A constructivist epistemology, relying on a pragmatic approach to using grounded theory methods within a participatory process, constituted the study design. The research focussed only on emic issues as the ‘culture’ or social and material priorities of the agronomic system in transition. For this reason, sensitising concepts were drawn from within the context to limit the scope and analysis of the study. Following the field work and write up, the literature of agrarian change was used to locate the study and consider the practical contribution of the study. This research identified that ‘successful’ commercial homestead agriculture was the result of changes in mind-set that allowed for new norms and behaviours for farming practice and for relationships. These shifts provided leverage points for overcoming resistance between producers and markets in accommodating a sustainable market oriented agronomy. Influencing the change was the impact of informed decision making, which brought the stakeholders together through the sharing of values and beliefs. Success was interpreted as using the market-orientated production of amadumbe to tap into the factors that sustained and created social cohesion, as well as those that stimulated agricultural activity. This emphasis encouraged the capacity for development and cultivation of sustainability. The research proposes that deliberate interdependence between producers and markets creates the incentive for development that is self-determining, sustainable and derives economic benefits from agricultural activity. This research contributes towards understanding how to re-define commercialisation as an inherent characteristic of traditional agricultural practice and, within this, a meaningful description for stakeholders of the social impact of a deliberate and mutually determined reconstruction of livelihood reality through a farmer-market researcher relationship. The research introduces the need for a new way of engaging over agriculture in communal spaces; how Discourse is defined and managed; for whom the results of evaluation and monitoring are aimed; and to whom the results of research belong. The research raises consciousness of the need for a space within which dialogue and support for sustaining social agriculture and the role that research institutions could play. The product of this research is a theory whose core variable defines successful commercial homestead agriculture as a dimension of systemic integrity between internal and external economic interactions. Systemic integrity has been defined as the process by which commercialisation of traditional agriculture has been demonstrated through tapping into the motivations that stimulate agricultural activity and nurturing social cohesion as the framework for legitimate development partnerships. The findings contribute to the discussion of how to unlock the technological and productive potential of rural communities within the images of supportiveness, solidarity, and communalism that produce food for the survival of humanity in a contemporary and dynamic world.
The value of participatory and non-participatory implementation and evaluation methodologies of HIV/AIDS communication-based interventions in southern Africa.
(2004) Niba, Mercy Bi.; Green, Jannette Maryann.; Dalrymple, Lynn I.
HIV/AIDS is an epidemic that is in one way or another affecting humankind and particularly the African continent. Due to its devastating nature, many strategies and interventions are being employed at different levels and by different groups of people to fight it. Evaluation has been a component of these projects, but few have been subjected to systematic monitoring and evaluation that provides a foundation for the development and implementation of further projects. This is partly due to the fact that project implementation and evaluation can be rendered complex by several factors, such as the choice of methodologies, donor satisfaction and the very nature of interventions and evaluations themselves. Taking a situation where the aim of a project and its evaluation is to bring about social change, as is the case with many HIV/AIDS interventions, this study sought to investigate approaches that could be considered meaningful, useful and valuable. In order to carry out the investigation of this study, the approach taken was an in-depth analysis of a few cases (in anticipation of greater achievement of insight), rather than broader survey types of perspectives. The study also concentrated on a review of the literature and on validation of documentary and interview evidence provided by beneficiaries, managerial staff and evaluators of communication-based HIV/AIDS. Results of the study highlighted the fact that community-based factors, such as education, poverty, culture, beliefs, gender, crime and age, influenced social change (with respect to HIV/AIDS) in varying ways and depending on the communities concerned. The different ways in which these factors influenced social change within specific communities were noted to have implications on interventions dealing with them. As such, an in-depth assessment of these different ways with respect to specific groups of people was encouraged in order to have a meaningful, useful and valuable HIV/AIDS intervention. The theory of active participation of targeted communities was also propagated in an HIV/AIDS intervention. It was noted that when active participation is encouraged in a project at both implementation and evaluation, taking the example of an HIV/AIDS project that intended achieving group knowledge acquisition, awareness, attitude change, skills acquisition, effective functioning and sustainability, such participation would contribute to: • Override to a great extent, limitations arising from socio-demographic differences (project locations and gender, language, age and race of implementers, evaluators and beneficiaries), in the attainment of project objectives. • Override to a great extent, limitations arising from differences in forms of evaluation (internal versus external evaluators), in the assessment of project objectives. • Create an enabling environment for higher attainment of project objectives in comparison to a situation where active participation is encouraged only at implementation (and not at evaluation). It was further discovered from this study that when beneficiaries are excluded from participating in the planning, action-planning and result-feedback stages of a project and its evaluation, dissatisfaction is experienced on the part of these beneficiaries as well as missed opportunities for useful contributions. The degree and quality of beneficiary involvement in project implementation and evaluation was seen to generate beneficiary excitement and a general sense of project acceptance: all of which was noted to create an enabling environment for the making of proper choices and decisions. Finally, difficulty in accessing traditional evaluations and people's feeling of shame and ineffectiveness was noted in the work (in the area of collecting data pertaining to traditional evaluation). This pointed to possible compromise of meaningfulness, usefulness and value of traditional evaluations.

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